The Regulatory Division (the “Division”) of Bourse de Montréal Inc. (the “Bourse”) has developed guidelines to complement the rul...
CN Editor
March 29, 2024
REGULATORY DIVISION ANNUAL REPORT
RESIGNATION OF AN APPROVED PARTICIPANT HSBC SECURITIES (CANADA) INC.
DESJARDINS SANCTIONED IN MX SETTLEMENT
SELF-CERTIFICATION HOUSEKEEPING AMENDMENTS TO THE RULES OF BOURSE DE MONTREAL INC
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CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
CANADIAN SECURITIES REGULATORS PUBLISH TWO NEW ANNUAL REPORTS